List of financial regulatory authorities by country

The following is an incomplete list of financial regulatory authorities by country.

List

A-B

• Afghanistan - Da Afghanistan Bank (DAB) [1]
• Albania - Albanian Financial Supervisory Authority (FSA) [2]
• Algeria - Commission d'Organisation et de Surveillance des Opérations de Bourse (COSOB) [3]
• Andorra - Institut Nacional Andorrà de Finances (INAF) [4]
• Anguilla - Anguilla Financial Services Commission [5]
• Antigua & Barbuda - Financial Services Regulatory Commission [6]
• Argentina - Comisión Nacional de Valores (CNV) [7]
• Armenia - Central Bank of Armenia (CBA) [8]
• Australia:
  • Australian Prudential Regulation Authority (APRA)[9]
  • Australian Securities and Investments Commission (ASIC) [10]
  • Australian Takeovers Panel [11]
• Austria:
  • Financial Market Authority (FMA, Finanzmarktaufsichtsbehörde in German) [12]
  • Austrian National Bank (Nationalbank in German) [13]
  • Austrian Takeover Commission (Übernahmekommission in German) [14]
• Azerbaijan
  • banking sector - Central Bank of the Republic of Azerbaijan [15];
  • insurance sector - Ministry of Finance of the Republic of Azerbaijan [16];
  • securities sector - State Committee for Securities of the Republic of Azerbaijan [17]
• Bahamas:
  • Central Bank of The Bahamas [18]
  • Securities Commission of the Bahamas [19]

• Bahrain - Central Bank of Bahrain [20]
• Bangladesh:
  • Bangladesh Bank [21]
  • Securities and Exchange Commission (Bangladesh) [22]
• Barbados:
  • Barbados Financial Services Commission [23]
  • Central Bank of Barbados [24]
  • Financial Intelligence Unit (Barbados) [25]
• Belgium:
  • Financial Services and Markets Authority (FSMA - Autorité des services et marchés financiers/Authoriteit voor Financiële Diensten en Markten) [26]
  • National Bank of Belgium (NBB - Banque Nationale de Belgique/Nationale Bank van België)
• Belize - International Financial Services Commission [27]
• Bermuda - Bermuda Monetary Authority [28]
• Bolivia - Autoridad de Supervisión del Sistema Financiero (ASFI) [29]
• Bosnia and Herzegovina:
  • Republika Srpska Securities Commission for Republika Srpska
  • Securities Commission of the Federation of Bosnia and Herzegovina (Komisiji za vrijednosne papire Federacije Bosne i Hercegovina in Bosnian)[30]
• Brazil
  • Banco Central do Brasil (BACEN) [31]
  • Comissão de Valores Mobiliários (CVM) [32]
  • Superintendência de Seguros Privados (SUSEP) [33]
• British Virgin Islands - British Virgin Islands Financial Services Commission [34]
• Brunei - Brunei International Financial Center of the Ministry of Finance [35]
• Bulgaria - Financial Supervision Commission (Bulgaria) (FSC) [36]

C-D

• Canada:
  • Canada Deposit Insurance Corporation
  • Office of the Superintendent of Financial Institutions (OSFI) [37]
  • Financial Transactions and Reports Analysis Centre of Canada (FINTRAC) [38]
  • Canadian Securities Administrators (CSA) [39]
  • Investment Industry Regulatory Organization of Canada (IIROC) [40]
  • Mutual Fund Dealers Association (MFDA)
  • Ontario Securities Commission (OSC) [41]
  • Financial Services Commission of Ontario
  • Autorité des marchés financiers (Québec) [42]
  • British Columbia Securities Commission (BCSC) [43]
• Cayman Islands - Cayman Islands Monetary Authority [44]
• Chile - Superintendencia de Valores y Seguros [45]
• China, People's Republic of;
  • China Securities Regulatory Commission (CSRC) [46]
  • China Banking Regulatory Commission (CBRC) [47]
  • China Insurance Regulatory Commission (CIRC) [48]
• China, Republic of (Taiwan) - Financial Supervisory Commission [49]
• Colombia - Superintendencia Financiera de Colombia [50]
• Costa Rica;
  • Superintendencia General de Valores [51]
  • Superintendencia General de Seguros (Costa Rica) [52]
• Côte d'Ivoire;
  • Banque Centrale des Etats de l'Afrique de l'Ouest [53]
• Croatia - Croatian Financial Services Supervisory Agency [54]
• Cyprus;
  • Central Bank of Cyprus [55]
  • Cyprus Securities and Exchange Commission (CYSEC) [56]
  • Cyprus Insurance Companies Control Service (ICCS)[57]
• Czech Republic - Czech National Bank [58]
• Denmark - Financial Supervisory Authority (Denmark), (Finanstilsynet in Danish) [59]
• Dominican Republic:
  • Banco Central de la Republica Dominica [60]
  • Superintendencia de Bancos de la Republica Dominicana [61]
• Dominica
  • Financial Service Unit of the Commonwealth of Dominica [62]

E-I

• Ecuador - Superintendencia de Compañías [63]
• Egypt - Egyptian Financial Supervisory Authority (EFSA) [64]
• El Salvador - Superintendencia del Sistema Financiero [65]
• European Union:
  • European Central Bank (ECB)
  • European Banking Authority (EBA)
  • European Securities and Markets Authority (ESMA)
  • European Insurance and Occupational Pensions Authority (EIOPA)
  • European Systemic Risk Board (ESRB)
• Estonia :
  • Financial Supervision Authority (Finantsinspektsioon in Estonian) [66]
  • Estonian Bank (Eesti Pank in Estonian) [67]
• Faroe Islands - Insurance Authority of the Faroe Islands (Tryggingareftirlitið in Faroese) [68] (For Insurance, Pension and mortgages all other finance is regulated by Financial Supervisory Authority (Denmark))
• Finland - Financial Supervisory Authority, (FIN-FSA Finanssivalvonta in Finnish) [69]
• France:
  • Autorité des marchés financiers (France) (AMF) [70]
  • Registre unique des Intermediaires en Assurance, Banque et Finance (France) (ORIAS) [71]
  • Autorité de Controle Prudentiel (France) (ACPR) [72]
  • French Takeover Panel [73]
• Georgia - National Bank of Georgia [74]
• Germany - Federal Financial Supervisory Authority (BaFin - Bundesanstalt für Finanzdienstleistungsaufsicht) [75]
• Ghana;
  • Securities and Exchange Commission (Ghana) (SEC) [76]
  • Bank of Ghana (BOG) [77]
• Greece - Hellenic Capital Market Commission [78]
• Grenada - Grenada International Financial Services Authority (GIFSA)
• Guatemala - Superintendencia de Bancos (SB)
• Guernsey - Guernsey Financial Services Commission [79]
• Honduras - National Banks and Securities Commission (Comisión Nacional de Bancos y Seguros in Spanish) [80]
• Hong Kong:
  • Hong Kong Monetary Authority (HKMA) [81]
  • Hong Kong Securities and Futures Commission (SFC) [82]
• Hungary - The Central Bank of Hungary [83]
• Iceland - Financial Supervisory Authority [84]
• India:
  • Reserve Bank of India (RBI)
  • Securities and Exchange Board of India (SEBI)
  • Forward Markets Commission (India) (FMC)
  • Insurance Regulatory and Development Authority (IRDA) [85]
  • Pension Fund Regulatory and Development Authority (PFRDA) [86]
  • Ministry of Corporate Affairs (MCA) [87]
• Indonesia:
  • Financial Services Authority (Indonesia) (Indonesian: Otoritas Jasa Keuangan) (OJK) [88]
  • Bank Indonesia [89]
• Ireland:
  • Central Bank of Ireland [90]
  • Irish Takeover Panel [91]
• Iraq - Iraq Securities Commission (ISC)
• Isle of Man:
  • Financial Supervision Commission (FSC, for banking, investment and fiduciary businesses)
  • Insurance and Pensions Authority (IPA, for insurance and pensions businesses)
• Israel - Israel Securities Authority (ISA) [92]
• Italy:
  • Commissione Nazionale per le Società e la Borsa (CONSOB) [93]
  • Institute for the Supervision of Insurance (ISVAP) [94]

J-L

• Jamaica - Financial Services Commission (Jamaica) [95]
• Japan:
  • Financial Services Agency
  • Securities and Exchange Surveillance Commission (SESC)
• Jersey - Jersey Financial Services Commission [96]
• Jordan - Jordan Securities Commission [97]
• Kazakhstan:
  • Agency of the Republic of Kazakhstan on Regulation and Supervision of Financial Market and Financial Organizations (Агентство Республики Казахстан по регулированию и надзору финансового рынка и финансовых организаций in Kazakh )
  • Committee for the Control and Supervision of the Financial Market and Financial Organizations of the National Bank of the Republic of Kazakhstan [98]
• Kenya - Capital Markets Authority (Kenya) [99]
• Korea, South:
  • Financial Services Commission (FSC)
  • Financial Supervisory Service (FSS)
• Latvia - Financial and Capital Market Commission [100]
• Lebanon - Banking Control Commission of Lebanon (BCCL) [101]
• Liechtenstein - Financial Market Authority (Liechtenstein) (FMA) [102]
• Lithuania - Bank of Lithuania [103]
• Luxembourg:
  • Commission de Surveillance du Secteur Financier (CSSF) [104]
  • Commissariat aux Assurances (CAA) [105]

M-R

• Malaysia
  • Bank Negara Malaysia (BNM) [106]
  • Securities Commission Malaysia (SC) [107]
  • Labuan Financial Services Authority (Labuan FSA) [108]
• Malawi
  • Reserve Bank of Malawi (RBM) [109]
• Malta - Malta Financial Services Authority (MFSA) [110]
• Mauritania - Central Bank of Mauritania (BCM) [111]
• Mauritius
  • Bank of Mauritius (BOM) [112]
  • Financial Services Commission (FSC) [113]
• Mexico
  • Comisión Nacional Bancaria y de Valores [114]
  • Comisión Nacional para la Protección y Defensa de los Usuarios de Servicios Financieros [115]
• Moldova - National Commission for Financial Markets [116]
• Montenegro - Insurance Supervision Agency [117]
• Montserrat - Montserrat Financial Services Commission [118]
• Mongolia - [119]
• Morocco - Conseil déontologique des valeurs mobilières [120]
• Netherlands - Netherlands Authority for the Financial Markets (AFM - Autoriteit Financiële Markten in Dutch) [121]
• New Zealand - Financial Markets Authority (New Zealand) [122]
• Nigeria - Securities and Exchange Commission (Nigeria) [123]
• Norway - Financial Supervisory Authority of Norway [124] (Finanstilsynet in Norwegian)
• Oman - Capital Market Authority (Oman) [125]
• Pakistan - Securities and Exchange Commission of Pakistan [126]
• Panama - Superintendencia del Mercado de Valores [127]
• Peru - Superintendencia del Mercado de Valores [128]
• Philippines - Philippines Securities and Exchange Commission (SEC) website
• Poland - Polish Financial Supervision Authority (KNF) [129]
• Portugal:
  • Portuguese Securities Market Commission (CMVM) [130]
  • Portuguese Insurance Regulator (ASF) [131]
• Qatar - Qatar Financial Markets Authority (QFMA) [132]
• Republic of Macedonia:
  • Securities and Exchange Commission of the Republic of Macedonia (MSEC) [133]
  • National Bank of the Republic of Macedonia [134]
• Romania - Romanian Financial Supervisory Authority [135]
• Russia - Central Bank of Russia (CBR) [136]

S-T

• Saint Lucia - Financial Sector Supervision Unit [137]
• Saint Kitts and Nevis:
  • Financial Services Regulatory Commission [138]
  • Nevis Financial Regulatory Services Commission [139]
• Saint Vincent and the Grenadines - Financial Services Authority [140]
• San Marino - Central Bank of San Marino (BCSM) [141]
• Saudi Arabia - Capital Market Authority (Saudi Arabia) (CMA) (هيئة السوق المالية in Arabic)
• Serbia - Securities Commission (Serbia) [142]
• Seychelles;
  • Central Bank of Seychelles [143]
• Singapore - Monetary Authority of Singapore (MAS)
• Slovenia - Securities Market Agency (ATVP Agencija za Trg Vrednostnih Papirjev)
• South Africa;
  • South African Reserve Bank [144]
  • National Credit Regulator [145]
  • Financial Services Board (South Africa) [146]
• Spain:
  • Investment sector regulator - Spanish Securities Market Commission (Comisión Nacional del Mercado de Valores, CNMV) [MiFID] [147]
  • Insurance sector regulator (life and general) - Direccion General de Seguros (DGS)[IMD] [148]
  • Banking sector regulator - Banco de España (BdE) [149]
• Sri Lanka
  • Central Bank of Sri Lanka [150]
  • Securities and Exchange Commission of Sri Lanka [151]
• Swaziland - Capital Markets Development Unit (Central Bank of Swaziland) [152]
• Sweden - Financial Supervisory Authority (Sweden) (Finansinspektionen, FI) [153]
• Switzerland - Swiss Financial Market Supervisory Authority [154]
• Tanzania - Capital Markets and Securities Authority [155]
• Taiwan - Securities and Futures Bureau [156]
• Thailand:
  • Bank of Thailand (BOT)[157]
  • Office of the Securities and Exchange Commission, Thailand (Thai SEC)[158]
• Tunisia - Conseil du marché financier [159]
• Turkey:
  • Banking Regulation and Supervision Agency of Turkey (BRSA - [160])
  • Capital Markets Board of Turkey (CMB)

U-Z

• Uganda
  • Capital Markets Authority (Uganda) (CMA) [161]
  • Insurance Regulatory Authority of Uganda [162]
• Ukraine - National Securities and Stock Market Commission (NSSMC) [163]
• United Arab Emirates:
  • Insurance Authority - (IA)[164]
  • Securities and Commodities Authority - (SCA) [165]
  • United Arab Emirates (Dubai) - Dubai Financial Services Authority - (DFSA) [166]
• United Kingdom:
  • Bank of England (BoE) [167]
  • Prudential Regulation Authority (PRA) [168]
  • Financial Conduct Authority (FCA) [169]
  • Panel on Takeovers and Mergers (PANEL) [170]
  • Financial Policy Committee (FPC) [171]
• United States:
  • Securities & Exchange Commission (SEC)
  • Commodity Futures Trading Commission (CFTC) [172]
  • Federal Reserve System ("Fed")
  • Federal Deposit Insurance Corporation (FDIC)
  • Financial Crimes Enforcement Network (FinCEN)
  • Financial Industry Regulatory Authority (FINRA) [173]
  • Office of the Comptroller of the Currency (OCC)
  • National Credit Union Administration (NCUA)
  • Consumer Financial Protection Bureau (CFPB)
  • National Association of Insurance Commissioners (NAIC)
  • In addition, each state has its own banking authority
• Uruguay - Banco Central del Uruguay [174]
• Uzbekistan - Center for Coordination and Control over Functioning of Securities Market [175]
• Vatican City - Financial Information Authority
• Venezuela - Superintendencia Nacional de Valores (SNV) [176]
• Vietnam - State Securities Commission (SSC) [177]
• Zambia - Securities and Exchange Commission (Zambia) [178]
• Zimbabwe - Reserve Bank of Zimbabwe (RBZ) [179]

See also

• Financial market
• Financial regulation
• Securities commission
• International Organization of Securities Commissions
• Legal Entity Identification for Financial Contracts
• List of stock exchanges
• List of company registers

External links

• Bank of International Settlements - Regulatory authorities and supervisory agencies