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For the power management process in computing, see hibernation (computing).
"Hibernate" redirects here. For the Java database library, see Hibernate (Java).
Northern bat hibernating in Norway
The bats hibernating in a silver mine

Hibernation is a state of inactivity and metabolic depression in endotherms. Hibernation refers to a season of heterothermy that is characterized by low body temperature, slow breathing and heart rate, and low metabolic rate. Although traditionally reserved for "deep" hibernators such as rodents, the term has been redefined to include animals such as bears and is now applied based on active metabolic suppression rather than based on absolute body temperature decline. Many experts believe that the processes of daily torpor and hibernation form a continuum and utilize similar mechanisms.[1][2] Hibernation during the summer months is known as aestivation. Some reptile species (ectotherms) are said to brumate, or undergo brumation, but any possible similarities between brumation and hibernation are not firmly established. Some insects, such as the wasp Polistes exclamans, hibernate by aggregating together in groups in protected places called hibernacula.[3]

Often associated with low temperatures, the function of hibernation is to conserve energy during a period when sufficient food is unavailable. To achieve this energy saving, an endotherm will first decrease its metabolic rate, which then results in a decreased body temperature.[2] Hibernation may last several days, weeks, or months depending on the species, ambient temperature, time of year, and individual's body condition.

Before entering hibernation, animals need to store enough energy to last through the entire winter. Larger species become hyperphagic and eat a large amount of food and store the energy in fat deposits. In many small species, food caching replaces eating and becoming fat.[4] Some species of mammals hibernate while gestating young, which are either born while the mother hibernates or shortly afterwards.[5]

For example, the female polar bear goes into hibernation during the cold winter months to give birth to her offspring. She loses 15-27% of her pre-hibernation weight and uses stored fats for energy during times of food scarcity, or hibernation. It is evident that pregnant female polar bears significantly increase body mass prior to hibernation, and this increase is further reflected in the weight of their offspring. The fat accumulation prior to hibernation in female polar bears enables them to provide a sufficient and warm, nurturing environment for their newborns.[6]

Alternately, the term hibernation may commonly refer to the science-fiction concept of prolonged or indefinite suspended animation of humans or other organisms.


Hibernating animals


While hibernation has long been studied in rodents, namely ground squirrels, no primate or tropical mammal was known to hibernate prior to the discovery that the fat-tailed dwarf lemur of Madagascar hibernates in tree holes for seven months of the year.[7] Malagasy winter temperatures sometimes rise to over 30 °C (86 °F), so hibernation is not exclusively an adaptation to low ambient temperatures. The hibernation of this lemur is strongly dependent on the thermal behaviour of its tree hole: if the hole is poorly insulated, the lemur's body temperature fluctuates widely, passively following the ambient temperature; if well insulated, the body temperature stays fairly constant and the animal undergoes regular spells of arousal.[8] Dausmann found that hypometabolism in hibernating animals is not necessarily coupled to a low body temperature.[9]


For many decades it remained controversial whether bears actually hibernated, because over-wintering bears only experienced a modest drop in core-body temperature compared to smaller animals. What defines hibernation, however, is not the degree of temperature reduction, but the metabolic suppression. Adult bears can, however, lower metabolic rate to 75% below basal metabolic rates, which indicates that bears are hibernators. Indeed, northern-most bears will neither eat nor drink for periods as long as 8 months, relying only on stored body-fat reserves for energy and water. Though it is believed that bear hibernation is very different from either rodent or primate hibernation and involves temperature-independent metabolic suppression, because the modest decreases in core temperature do not account for the large decrease in metabolic rate, this belief does not consider the effect of metabolic reductions that can occur through extensive peripheral vasoconstriction. For example, it is known that peripheral tissues contribute as much as 50% to metabolism. This discrepancy alone would be sufficient to account for the `missing´ proportion without having to resort to more esoteric physiologic mechanism. This effect has been observed in other torpid metabolic states, like diving. In diving penguins and seals, for example, metabolic rate can be lowered without resorting to any core (visceral) temperature decreases merely through extensive vasoconstriction of peripheral tissue beds.

They are able to recycle their proteins and urine, allowing them to both stop urinating for months and stop muscle atrophy.[10][11]

Note that in some languages a specific term is used to describe the type of hibernation undergone by bears. For example, in French it is called "hivernation" (not to be confused with "hivernage" which means "overwintering") instead of "hibernation".

Obligate hibernators

Obligate hibernators are defined as animals that spontaneously, and annually, enter hibernation regardless of ambient temperature and access to food. Obligate hibernators include many species of ground squirrels, other rodents, mouse lemurs, the European hedgehog and other insectivores, monotremes, marsupials, and even butterflies such as the small tortoiseshell.[12] These undergo what has been traditionally called "hibernation": the physiological state where the body temperature drops to near ambient (environmental) temperature, and heart and respiration rates slow drastically. The typical winter season for these hibernators is characterized by periods of torpor interrupted by periodic, euthermic arousals, wherein body temperatures and heart rates are restored to euthermic (more typical) levels. The cause and purpose of these arousals is still not clear.

The question of why hibernators may experience the periodic arousals (returns to high body temperature) has plagued researchers for decades, and while there is still no clear-cut explanation, there are myriad hypotheses on the topic. One favored hypothesis is that hibernators build a 'sleep debt' during hibernation, and so must occasionally warm up in order to sleep. This has been supported by evidence in the Arctic ground squirrel.[13] Another theory states that the brief periods of high body temperature during hibernation are used by the animal to restore its available energy sources.[14] Yet another theory states that the frequent returns to high body temperature allow mammals to initiate an immune response.[15]

Hibernating Arctic ground squirrels may exhibit abdominal temperatures as low as -2.9 °C, maintaining sub-zero abdominal temperatures for more than three weeks at a time, although the temperatures at the head and neck remain at 0 ˚C or above.[16]

Historically there was a question of whether or not bears truly hibernate, since they experience only a modest decline in body temperature (3–5 K) compared with what other hibernators undergo (32 K or more). Many researchers thought that their deep sleep was not comparable with true, deep hibernation. This theory has been refuted by recent research in captive black bears.[17]

Black bear mother and cubs "denning"

Facultative hibernation

Unlike obligate hibernators, facultative hibernators only enter hibernation when either cold stressed or food deprived, or both. A good example of the differences between the two types of hibernation can be seen among the prairie dogs: the white-tailed prairie dog is an obligate hibernator and the closely related black-tailed prairie dog is a facultative hibernator.[18]

Hibernating birds

Historically, Pliny the Elder believed swallows hibernated, and ornithologist Gilbert White pointed to anecdotal evidence in The Natural History of Selborne that indicated as much. Birds typically do not hibernate, instead utilizing torpor. One known exception is the common poorwill (Phalaenoptilus nuttallii), first documented by Edmund Jaeger.[19][20]

Dormancy in fish

Fish are ectothermic, and so, by definition, cannot hibernate because they cannot actively down-regulate their body temperature or their metabolic rate. However, they can experience decreased metabolic rates associated with colder environments and/or low oxygen availability (hypoxia) and can experience dormancy. For a couple of generations[vague] during the 20th century it was thought that basking sharks settled to the floor of the North Sea and became dormant. Research by Dr David Sims in 2003 dispelled this hypothesis,[21] showing that the sharks actively traveled huge distances throughout the seasons, tracking the areas with the highest quantity of plankton. The epaulette sharks have been documented to be able to survive for long periods of time without oxygen, even being left high and dry, and at temperatures of up to 26 °C (79 °F).[22] Other animals able to survive long periods with no or very little oxygen include the goldfish, the red-eared slider turtle, the wood frog, and the bar-headed goose.[23] However, the ability to survive hypoxic or anoxic conditions is not the same, nor closely related, to endotherm hibernation.

Hibernation induction trigger

Hibernation induction trigger (HIT) is a bit of misnomer. Although research in the 1990s hinted at the ability to induce torpor in animals by injection of blood taken from a hibernating animal, further research has been unable to reproduce this phenomenon. Despite the inability to induce torpor, there are substances in hibernator blood that can lend protection to organs for possible transplant. Researchers were able to prolong the life of an isolated pig's heart with a HIT.[24] This may have potentially important implications for organ transplant, as it could allow organs to survive for up to 18 or more hours, outside the human body. This would be a great improvement from the current 6 hours.

This supposed HIT is a mixture derived from serum, including at least one opioid-like substance. DADLE is an opioid that in some experiments has been shown to have similar functional properties.[25]

Human hibernation

There are many research projects currently investigating how to achieve "induced hibernation" in humans.[26][27] This ability to hibernate humans would be useful for a number of reasons, such as saving the lives of seriously ill or injured people by temporarily putting them in a state of hibernation until treatment can be given.

Actual and anecdotal cases of suspected human hibernation or states similar to hibernation exist in the literature:

  • Anna Bågenholm, a Swedish radiologist who in 1999 survived 80 minutes under ice in a frozen stream in Norway, the final 40 minutes in a state of cardiac arrest, and survived with no brain damage.
  • Mitsutaka Uchikoshi, a Japanese man who survived the cold for 24 days in 2006 without food or water when he fell into a state similar to hibernation[28]
  • Paulie Hynek, who, at age 2, survived several hours of hypothermia-induced cardiac arrest and whose body temperature reached 64 °F (18 °C)[29]
  • John Smith, a 14-year-old boy who survived 15 minutes under ice in a frozen lake before paramedics arrived to pull him onto dry land and saved him.[30]

See also


  1. Watts PD, Oritsland NA, Jonkel C, Ronald K (1981). "Mammalian hibernation and the oxygen consumption of a denning black bear (Ursus americanus)". Comparative Biochemistry and Physiology Part A: Physiology. 69 (1): 121–3. doi:10.1016/0300-9629(81)90645-9. 
  2. 2.0 2.1 Geiser, Fritz (2004). "Metabolic Rate and Body Temperature Reduction During Hibernation and Daily Torpor". Annu. Rev. Physiol. 66: 239–274. doi:10.1146/annurev.physiol.66.032102.115105. 
  3. J.M. Gonzalez, and S.B. Vinson, “Does Polistes exclamans Vierek (Hymenoptera: Vespidae) Hibernate Inside Muddauber Nests,” Southwestern Entomologist, vol. 32, no. 1, pp. 67-71, 2007. < http://www.bioone.org/doi/full/10.3958/0147-1724-32.1.69>
  4. Humphries, M. M.; Thomas, D.W.; Kramer, D.L. (2003). "The role of energy availability in mammalian hibernation: A cost-benefit approach". Physiological and Biochemical Zoology. 76 (2): 165–179. doi:10.1086/367950. 
  5. Hellgren, Eric C. (1998). "Physiology of Hibernation in Bears". Ursus. 10: 467–477. JSTOR 3873159. 
  6. Molnar, PK, Derocher, AE, Kianjscek, T, Lewis, MA. Predicting climate change impacts on polar bear litter size. Nat Comm, 2:186, 2011.
  7. Dausmann, K.H.; Glos, J.; Ganzhorn, J.U.; Heldmaier, G. (2005). "Hibernation in the tropics: lessons from a primate". Comparative Physiology B. 175 (3): 147–155. doi:10.1007/s00360-004-0470-0. 
  8. Blanco, M. B.; Dausmann, K.; Ranaivoarisoa, J. F.; Yoder, A. D. (2013). "Underground Hibernation in a Primate". Scientific Reports. doi:10.1038/srep01768. 
  9. "Physiology: Hibernation in a tropical primate". 429 (6994). 
  10. Lundberg, D.A.; Nelson, R.A.; Wahner, H.W.; Jones, J.D. (1976). "Protein metabolism in the black bear before and during hibernation". Mayo Clinnic Proceedings. 51 (11): 716–722. 
  11. Nelson, R.A. (1980). "Protein and fat metabolism in hibernating bears". FASEB J. 39 (12): 2955–2958. PMID 6998737. 
  12. Territorial Behaviour of the Nymphalid Butterflies, Aglais urticae (L.) and Inachis io (L.) R. R. Baker Journal of Animal Ecology , Vol. 41, No. 2 (Jun., 1972), pp. 453-469
  13. Daan S, Barnes BM, Strijkstra AM (1991). "Warming up for sleep? Ground squirrels sleep during arousals from hibernation". Neurosci. Lett. 128 (2): 265–8. PMID 1945046. doi:10.1016/0304-3940(91)90276-Y. 
  14. Galster, W.; Morrison, P.R. (1975). "Gluconeogenesis in arctic ground squirrels between periods of hibernation". American Journal of Physiology. 228 (1): 325–330. 
  15. Prendergast, B.J.; Freeman, D.A.; Zucker, I.; Nelson, R.J. (2002). "Periodic arousal from hibernation is necessary for initiation of immune responses in ground squirrels". AJP - Regu. Physiol. 282 (4): R1054–R1062. PMID 11893609. doi:10.1152/ajpregu.00562.2001. 
  16. Barnes, Brian M. (30 June 1989). "Freeze Avoidance in a Mammal: Body Temperatures Below 0 °C in an Arctic Hibernator" (PDF). Science. American Association for the Advancement of Science. 244 (4912): –1616. PMID 2740905. doi:10.1126/science.2740905. Retrieved 2008-11-23. 
  17. Toien, Oivind; Black, J.; Edgar, D.M.; Grahn, D.A.; Heller, H.C.; Barnes, B.M. (February 2011). "Black Bears: Independence of Metabolic Suppression from temperature". Science. 331 (6019): 906–909. PMID 21330544. doi:10.1126/science.1199435. 
  18. Harlow, H.J.; Frank, C.L. (2001). "The role of dietary fatty acids in the evolution of spontaneous and facultative hibernation patterns in prairie dogs". J. Comp. Physiol. B. 171: 77–84. doi:10.1007/s003600000148. 
  19. Jaeger, Edmund C. (May–June 1949). "Further Observations on the Hibernation of the Poor-will". The Condor. 3. 51: 105–109. JSTOR 1365104. Earlier I gave an account (Condor, 50, 1948:45) of the behavior of a Poor-will (Phalaenoptilus nuttallinii) which I found in a state of profound torpidity in the winter of 1946-47 in the Chuckawalla Mountains of the Colorado Desert, California. 
  20. McKechnie, Andrew W. "Torpor in an African caprimulgid, the freckled nightjar Caprimulgus tristigma" (PDF). Journal of Avian Biology. 38 (3): 261–266. doi:10.1111/j.2007.0908-8857.04116.x.  Unknown parameter |coauthors= ignored (help)
  21. "Seasonal movements and behavior of basking sharks from archival tagging". Marine Ecology Progress Series. 248: 187–196. 2003. doi:10.3354/meps248187. 
  22. "A Shark With an Amazing Party Trick". New Scientist. 177 (2385): 46. 8 March 2003. Retrieved 2006-10-06. 
  23. Breathless: A shark with an amazing party trick is teaching doctors how to protect the brains of stroke patients. Douglas Fox, New Scientist vol 177 issue 2385 — 8 March 2003, page 46. Last accessed November 9, 2006.
  24. Bolling, S.F. (1997). "Use of "Natural" Hibernation Induction Triggers for Myocardial Protection". The Annals of Thoracic Surgery. 64 (3): 623–627. doi:10.1016/s0003-4975(97)00631-0.  Unknown parameter |coauthors= ignored (help)
  25. Oeltgen PR, Nilekani SP, Nuchols PA, Spurrier WA, Su TP (1988). "Further studies on opioids and hibernation: delta opioid receptor ligand selectively induced hibernation in summer-active ground squirrels". Life Sc. 43 (19): 1565–74. PMID 2904105. doi:10.1016/0024-3205(88)90406-7. 
  26. New Hibernation Technique might work on humans | LiveScience at www.livescience.com
  27. Race to be first to 'hibernate' human beings - Times Online at www.timesonline.co.uk
  28. Japanese man in mystery survival at BBC News
  29. Eleva boy’s story part of national tour to honor Mayo Clinics 150 years Mayo Clinic
  30. Suspended Animation? How A Boy Survived 15 Minutes Trapped Under Ice In Frozen Lake at Medical Daily

Further reading

  • Carey, H.V., M.T. Andrews and S.L. Martin. 2003. Mammalian hibernation: cellular and molecular responses to depressed metabolism and low temperature. Physiological Reviews 83: 1153-1181.

External links